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Matthew Robert Kress

ING Financial Markets LLC

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About Matthew Robert Kress

Matthew Kress is a financial professional with over 16 years of experience in the securities industry. Matthew has been registered with ING Financial Markets LLC since 2007. Previously, Matthew was associated with DAIWA SECURITIES AMERICA INC. from 2006 to 2007. Matthew holds licenses for Series 7, 24, 55, 57TO, 63, 99TO, and SIE exams. Matthew is licensed to conduct business in 31 states.

Firm Information

Matthew Kress is currently registered with ING Financial Markets LLC. ING Financial Markets LLC is a Limited Liability Company formed in November 1995 and is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been approved for SEC registration and has reported 10 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Kress’s Registration & Firm History

NY

07/31/2007 - Present

ING Financial Markets LLC (NEW YORK NY)

NY

03/24/2006 - 07/23/2007

DAIWA SECURITIES AMERICA INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/10/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/20/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/28/2010

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/16/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Matthew Robert Kress.
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