Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Gillespie is a financial professional with over 11 years of experience in the industry. Matthew has a broad background in the financial industry, having worked at both UBS Securities LLC and Scotia Capital (usa) Inc. Matthew is currently registered with Scotia Capital (usa) Inc., a firm with a focus on providing financial services to a wide range of clients. Matthew is a Series 7, Series 99TO and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/13/2022 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
10/26/2011 - 04/22/2022
UBS SECURITIES LLC (NEW YORK NY)
NY
08/10/2011 - 09/30/2011
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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