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Matthew Robert Cowles

Kestra Investment Services, LLC

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About Matthew Robert Cowles

Matthew Cowles is a financial advisor with Kestra Investment Services, LLC in West Hartford, Connecticut. Matthew has been in the financial services industry since November 2, 2000. He has a Series 7, Series 6, Series 63 and Series 65 license, along with the SIE exam. Matthew has a Bachelor's Degree in Business Administration from the University of Connecticut. He is a member of the National Association of Personal Financial Advisors (NAPFA). Matthew is committed to providing his clients with personalized financial advice and investment strategies. Matthew is registered with the Securities and Exchange Commission (SEC) and with the states of Connecticut, Florida, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Rhode Island and South Carolina.

Firm Information

Matthew Cowles is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Cowles’s Registration & Firm History

CT

05/02/2012 - Present

Kestra Investment Services, LLC (West Hartford CT)

CT

05/23/2008 - 05/04/2012

WOODBURY FINANCIAL SERVICES, INC. (GLASTONBURY CT)

NY

05/05/2004 - 05/08/2008

PRINCOR FINANCIAL SERVICES CORPORATION (NEW YORK NY)

NY

12/08/2003 - 12/18/2003

MORGAN STANLEY DW INC. (PURCHASE NY)

IA

12/16/2002 - 11/17/2003

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

CT

05/15/2000 - 12/17/2002

PPI EMPLOYEE BENEFITS CORPORATION (MIDDLETOWN CT)

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Licenses & Designations

IA

Issued 03/10/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/14/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/14/2006

Series 7 - General Securities Representative Examination

BC

Issued 05/10/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Robert Cowles.
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