Unclaimed
Matthew Rivnak is a financial professional registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). He holds the Series 99TO and SIE exams and has been in the industry since 2023. He currently works for Natwest Markets Securities Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
09/11/2023 - Present
Natwest Markets Securities Inc. (STAMFORD CT)
BC
Issued 09/09/2023
Series 99TO - Operations Professional Examination
BC
Issued 09/19/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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