Unclaimed
Matthew Rico is a financial advisor with Northwestern Mutual Investment Services, LLC. Matthew is a registered representative and investment advisor representative in the state of Illinois. Prior to joining Northwestern Mutual, Matthew worked at LPL Financial LLC. Matthew holds Series 7, 66, and SIE licenses and has been working in the financial services industry since 2021. He is based in Chicago, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IL
11/19/2021 - Present
Northwestern Mutual Investment Services, LLC (CHICAGO IL)
IL
05/05/2021 - 11/09/2021
LPL FINANCIAL LLC (CHICAGO IL)
BOTH
Issued 06/18/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/05/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/08/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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