Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Rick is a financial advisor who has been in the industry since 2004. He is currently registered with TD Private Client Wealth LLC. Prior to that, Matthew Rick was employed at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, PNC INVESTMENTS, and AMERITAS INVESTMENT CORP. Matthew Rick has a wide range of experience in the financial services industry and holds several licenses and registrations, including Series 7, 63, 66, 24, 23, 9 and 10. Matthew Rick specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MA
10/12/2023 - Present
TD Private Client Wealth LLC (Wellesley MA)
MA
10/31/2017 - 09/30/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
PA
03/04/2013 - 04/28/2017
PNC INVESTMENTS (PITTSBURGH PA)
FL
04/13/2004 - 12/18/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
NE
01/24/2003 - 12/18/2003
AMERITAS INVESTMENT CORP. (LINCOLN NE)
BOTH
Issued 05/03/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/12/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2023
Series 24 - General Securities Principal Examination
BC
Issued 11/30/2023
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 02/22/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/14/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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