Unclaimed
Matthew Richardson is an investment advisor representative with Hightower Advisors, LLC. Matthew has been in the industry since 2022, previously working with Northwestern Mutual Investment Services, LLC. Matthew is registered in California and has passed the Series 7, Series 66, and SIE exams. Hightower Advisors, LLC is a registered investment adviser with a primary focus on providing investment advice to high-net-worth individuals, corporations, and charitable organizations. Matthew's specialties include financial planning, portfolio management, and treasury management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
CA
01/23/2025 - Present
Hightower Advisors, LLC (Folsom CA)
CA
02/07/2022 - 03/14/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SACRAMENTO CA)
BOTH
Issued 06/18/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/05/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/07/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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