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Matthew Richard Vallee

Natwest Markets Securities Inc.

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About Matthew Richard Vallee

Matthew Vallee is a registered representative with Natwest Markets Securities Inc. and holds Series 7, Series 79TO and SIE licenses. Matthew has been in the securities industry since December 16, 2007. He is currently based in Stamford, CT.

Firm Information

Matthew Vallee is currently registered with Natwest Markets Securities Inc.. Natwest Markets Securities Inc. is a corporation formed on November 7, 1985, and is currently approved. It is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

113

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Vallee’s Registration & Firm History

CT

12/17/2007 - Present

Natwest Markets Securities Inc. (STAMFORD CT)

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Licenses & Designations

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/14/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Richard Vallee.
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