Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Richard Niemann is a Los Angeles, California-based financial advisor. Matthew has worked in the financial services industry since August 2005. Matthew currently is registered with Houlihan Lokey Capital, Inc. He is a licensed Series 7, Series 63, SIE, and Series 79TO. Matthew is licensed in California and Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
12/12/2008 - Present
Houlihan Lokey Capital, Inc. (LOS ANGELES CA)
CA
10/04/2002 - 01/18/2006
HOULIHAN, LOKEY, HOWARD & ZUKIN CAPITAL (LOS ANGELES CA)
BC
Issued 03/13/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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