Unclaimed
Matthew Richard Douglas is a financial professional with over 10 years of experience in the industry. Matthew is currently registered with SG Americas Securities, LLC and is located in New York, NY. Previously, Matthew worked at NEWEDGE USA, LLC in Chicago, IL. Matthew holds the Series 3, Series 99 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/02/2015 - Present
SG Americas Securities, LLC (NEW YORK NY)
IL
09/14/2012 - 01/02/2015
NEWEDGE USA, LLC (CHICAGO IL)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2012
Series 99 - Operations Professional Examination
BC
Issued 02/19/2009
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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