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Matthew Richard Douglas

SG Americas Securities, LLC

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About Matthew Richard Douglas

Matthew Richard Douglas is a financial professional with over 10 years of experience in the industry. Matthew is currently registered with SG Americas Securities, LLC and is located in New York, NY. Previously, Matthew worked at NEWEDGE USA, LLC in Chicago, IL. Matthew holds the Series 3, Series 99 and SIE licenses.

Firm Information

Matthew Douglas is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Douglas’s Registration & Firm History

NY

01/02/2015 - Present

SG Americas Securities, LLC (NEW YORK NY)

IL

09/14/2012 - 01/02/2015

NEWEDGE USA, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/13/2012

Series 99 - Operations Professional Examination

BC

Issued 02/19/2009

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Richard Douglas.
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