Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Richard Baker is a financial professional with over 20 years of experience in the industry. Matthew has been registered with Fidelity Brokerage Services LLC since 2001 and is currently registered with the firm in Covington, Kentucky. Matthew holds Series 7, 63, 66, and SIE licenses and is registered with the Financial Industry Regulatory Authority (FINRA) as well as in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
06/23/2022 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
08/10/2001 - 04/13/2015
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
RI
04/07/2000 - 06/26/2000
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BC
Issued 07/06/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/26/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/23/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/16/2022
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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