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Matthew Rice

Charles Schwab & CO., Inc.

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About Matthew Rice

Matthew Rice is a financial advisor with Charles Schwab & CO., Inc., a firm that provides financial advisory services to a large clientele base. Matthew has been in the financial services industry since 2014. He has a broad range of experience in the industry, having worked at Morgan Stanley and TD Ameritrade before joining Charles Schwab & CO., Inc. Matthew holds a Series 63 and Series 65 license, as well as the Series 7 and SIE licenses. He is registered with the state of New Jersey. Matthew is a financial advisor with extensive experience, and is licensed and registered to provide a range of financial products and services to clients.

Firm Information

Matthew Rice is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Matthew Rice’s Registration & Firm History

NJ

03/14/2022 - Present

Charles Schwab & CO., Inc. (Hoboken NJ)

NJ

12/04/2017 - 05/19/2024

TD AMERITRADE, INC. (JERSEY CITY NJ)

NY

02/18/2014 - 10/16/2017

MORGAN STANLEY (NEW YORK NY)

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Licenses & Designations

IA

Issued 04/13/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/29/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Matthew Rice.
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