Unclaimed
Matthew Reese Thomas is a financial advisor with Fidelity Brokerage Services LLC. Matthew has been in the financial services industry since August 17, 2002 and holds Series 7, 9, 10, 63, and SIE licenses. Matthew has been with Fidelity Brokerage Services LLC since November 9, 2000. Prior to that, Matthew worked for National Financial Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
08/24/2009 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
07/30/2007 - 07/07/2008
NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)
KY
11/09/2000 - 12/06/2006
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BC
Issued 11/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/08/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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