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Matthew Reed Porterfield

Smbc Nikko Securities America, Inc.

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About Matthew Reed Porterfield

Matthew Reed Porterfield is a securities professional with over 14 years of experience in the financial services industry. Currently, Matthew is registered with Smbc Nikko Securities America, Inc., based in the New York City branch office. Matthew previously held positions at HSBC Securities (USA) INC., BARCLAYS CAPITAL INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and BANC OF AMERICA SECURITIES LLC. Matthew holds FINRA Series 7, Series 55, Series 63, Series 57TO and SIE licenses and is registered in all 50 states as well as the District of Columbia.

Firm Information

Matthew Porterfield is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Porterfield’s Registration & Firm History

NY

05/10/2023 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

05/17/2017 - 06/29/2021

HSBC SECURITIES (USA) INC. (NEW YORK NY)

NY

06/04/2014 - 06/02/2017

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

11/01/2010 - 05/28/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

06/05/2007 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/02/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/27/2010

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/04/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Matthew Reed Porterfield.
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