Unclaimed
Matthew Walters is a financial advisor with over 14 years of experience in the industry. Matthew currently works at Susquehanna Financial Group, Lllp. Prior to joining Susquehanna, Matthew worked at several firms including MarketAxess Corporation, Liquidnet, Inc. and The Benchmark Company, LLC. Matthew holds the Series 7, Series 63, Series 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/03/2024 - Present
Susquehanna Financial Group, Lllp (NEW YORK NY)
NY
04/29/2021 - 05/29/2023
MARKETAXESS CORPORATION (NEW YORK NY)
NY
12/03/2014 - 04/05/2021
LIQUIDNET, INC. (NEW YORK NY)
NY
12/06/2012 - 11/28/2014
THE BENCHMARK COMPANY, LLC (NEW YORK NY)
NY
03/13/2009 - 12/07/2012
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
NY
05/23/2008 - 02/24/2009
J.P. MORGAN SECURITIES INC. (BROOKLYN NY)
BC
Issued 04/04/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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