Unclaimed
Matthew Riggs is a financial advisor with over 29 years of experience in the financial services industry. Matthew is currently registered with Edward Jones, and has been with the firm since 1999. Before joining Edward Jones, Matthew worked at Paine Webber Incorporated and Olde Discount Corporation. Matthew holds Series 7, 8, 31, 63, and 65 licenses and is registered to provide investment advice in 22 states. Matthew has a strong track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NC
01/17/2019 - Present
Edward Jones (Kernersville NC)
NC
05/22/2009 - 05/25/2017
RAYMOND JAMES FINANCIAL SERVICES, INC. (WINSTON-SALEM NC)
NC
07/30/2003 - 05/27/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (WINSTON-SALEM NC)
MO
05/10/1999 - 07/28/2003
EDWARD JONES (ST. LOUIS MO)
NJ
03/14/1997 - 05/24/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MI
07/20/1994 - 03/25/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 01/05/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 07/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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