Unclaimed
Matthew Ramsay is a financial advisor with TD Securities (USA) LLC based in New York, NY. Matthew has been in the financial services industry since June 2010. Matthew holds the Series 63, Series 7, Series 86, and Series 87 licenses. Matthew has experience with Cowen and Company and Canaccord Genuity Inc. Matthew has been registered in Georgia and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/06/2024 - Present
TD Securities (usa) LLC (New York NY)
NY
03/19/2018 - 04/09/2024
COWEN AND COMPANY (NEW YORK NY)
CA
08/02/2010 - 03/05/2018
CANACCORD GENUITY INC. (SAN FRANCISCO CA)
MN
05/07/2010 - 06/22/2010
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
BC
Issued 05/27/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2010
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/17/2010
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 05/06/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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