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Matthew Ramsay

TD Securities (usa) LLC

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About Matthew Ramsay

Matthew Ramsay is a financial advisor with TD Securities (USA) LLC based in New York, NY. Matthew has been in the financial services industry since June 2010. Matthew holds the Series 63, Series 7, Series 86, and Series 87 licenses. Matthew has experience with Cowen and Company and Canaccord Genuity Inc. Matthew has been registered in Georgia and New York.

Firm Information

Matthew Ramsay is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Ramsay’s Registration & Firm History

NY

03/06/2024 - Present

TD Securities (usa) LLC (New York NY)

NY

03/19/2018 - 04/09/2024

COWEN AND COMPANY (NEW YORK NY)

CA

08/02/2010 - 03/05/2018

CANACCORD GENUITY INC. (SAN FRANCISCO CA)

MN

05/07/2010 - 06/22/2010

PIPER JAFFRAY & CO. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 05/27/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/2010

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 08/17/2010

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 05/06/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Matthew Ramsay.
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