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Matthew R Wagner

MM Ascend Life Investor Services, LLC

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About Matthew R Wagner

Matthew Wagner is a financial professional with over four years of experience in the industry. Matthew is currently registered with MM Ascend Life Investor Services, LLC, and holds Series 63, Series 6TO, and SIE licenses. In the past, Matthew has worked for KEY INVESTMENT SERVICES LLC, Investment Distributors, Inc., and Concourse Financial Group Securities, Inc. Matthew specializes in serving clients in the Cincinnati, OH area.

Firm Information

Matthew Wagner is currently registered with MM Ascend Life Investor Services, LLC. MM Ascend Life Investor Services, LLC is a Limited Liability Company formed in 2021 that is registered in all 50 states and the District of Columbia. It offers other advisory services and is not currently providing active advisory services. It maintains 12 licensed agents, 12 investment adviser representatives, 12 registered representatives, and 2 investment advisory functions. The firm has filed four regulatory event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

124

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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maintaining registration but not actively providing advisory services

Maintaining registration but not actively providing advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Maintaining registration but not serving clients

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Matthew Wagner’s Registration & Firm History

OH

01/03/2024 - Present

MM Ascend Life Investor Services, LLC (CINCINNATI OH)

OH

02/06/2023 - 12/06/2023

KEY INVESTMENT SERVICES LLC (WEST CHESTER OH)

KY

01/03/2022 - 11/17/2022

INVESTMENT DISTRIBUTORS, INC. (Covington KY)

KY

07/25/2019 - 01/03/2022

CONCOURSE FINANCIAL GROUP SECURITIES, INC. (COVINGTON KY)

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Licenses & Designations

BC

Issued 09/13/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/25/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/24/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew R Wagner.
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