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Matthew R Marino

Equity Services, Inc.

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About Matthew R Marino

Matthew R. Marino has been in the financial services industry since October 1994. Matthew is registered with Equity Services, Inc. and has a branch office in Red Bank, NJ. Matthew is a registered representative and investment advisor representative.

Firm Information

Matthew Marino is currently registered with Equity Services, Inc.. Equity Services, Inc. is a Vermont-based corporation founded in 1968. The firm provides financial planning, pension consulting, and educational seminars. They also offer portfolio management services for individuals and select other advisors. Equity Services, Inc. manages over $2 billion in assets for a variety of clients, including individuals, high-net-worth individuals, charitable organizations, corporations, and pension plans. The firm is registered with the SEC and in all 50 states.
Equity Services, Inc.

ONE NATIONAL LIFE DRIVE

MONTPELIER, VT 05604

$2.12B

Assets Under Management

204

Total Clients

615

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Matthew Marino’s Registration & Firm History

NJ

04/16/2019 - Present

Equity Services, Inc. (RED BANK NJ)

NJ

04/19/2018 - 04/23/2019

PARK AVENUE SECURITIES LLC (PARAMUS NJ)

NJ

05/10/2017 - 04/09/2018

PRUCO SECURITIES, LLC. (PARAMUS NJ)

NJ

03/25/2017 - 05/01/2017

MML INVESTORS SERVICES, LLC (PARAMUS NJ)

NJ

05/31/2013 - 03/25/2017

MSI FINANCIAL SERVICES, INC. (PARAMUS NJ)

NJ

04/01/2009 - 05/29/2013

MML INVESTORS SERVICES, LLC (LITTLE FALLS NJ)

NJ

07/18/2005 - 03/25/2009

METLIFE SECURITIES INC. (PARAMUS NJ)

NJ

07/18/2005 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (PARAMUS NJ)

NE

03/05/2004 - 06/22/2005

ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)

MA

02/05/2002 - 02/23/2004

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

02/05/2002 - 02/23/2004

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

NY

01/24/2001 - 07/13/2001

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NJ

03/13/2000 - 02/02/2001

PRUCO SECURITIES CORPORATION (NEWARK NJ)

MN

06/09/1995 - 02/15/2000

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

06/09/1995 - 02/15/2000

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

TX

02/08/1995 - 06/08/1995

H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)

CA

12/21/1993 - 01/21/1995

MONTANO SECURITIES CORPORATION (ORANGE CA)

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Licenses & Designations

IA

Issued 01/18/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/13/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/31/2012

Series 24 - General Securities Principal Examination

BC

Issued 01/08/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/21/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Matthew R Marino. Review regulatory record here.
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