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Matthew R Johnson

Northwestern Mutual Investment Services, LLC

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About Matthew R Johnson

Matthew Johnson is a registered representative and investment advisor representative with Northwestern Mutual Investment Services, LLC. Matthew has been in the financial services industry since July 2000, and holds Series 6, 7, 63, and 65 licenses. Matthew has been registered with Northwestern Mutual Investment Services, LLC since March 2012, and has offices in Johnson City, Tennessee. Matthew has previously worked at Robert W. Baird & Co. Incorporated. Prior to his current role, Matthew was employed by Northwestern Mutual Wealth Management Company. In addition to his role with Northwestern Mutual, Matthew also works as a business owner of SJJCTJ, LLC, a legal entity. Matthew also earns commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity and/or disability income insurance products.

Firm Information

Matthew Johnson is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

208 SUNSET DR STE 401

JOHNSON CITY, TN 37604

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Matthew Johnson’s Registration & Firm History

TN

03/02/2012 - Present

Northwestern Mutual Investment Services, LLC (JOHNSON CITY TN)

WI

01/23/2001 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 2/25/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 3/16/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 5/8/2017

Series 7 - General Securities Representative Examination

BC

Issued 7/8/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew R Johnson.
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