Unclaimed
Matthew Brzoza is a financial advisor with Mizuho Securities USA LLC. Matthew has been in the securities industry since April 17, 2014 and is registered with FINRA and the state of New York. Matthew holds Series 7, Series 63, and SIE licenses. Prior to joining Mizuho Securities USA LLC, Matthew was employed by E*TRADE Securities LLC, Barclays Capital Inc. and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/08/2022 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
02/10/2021 - 08/12/2022
E*TRADE SECURITIES LLC (Purchase NY)
NY
07/12/2014 - 07/16/2019
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
01/06/2012 - 10/25/2013
AXA ADVISORS, LLC (NEW YORK NY)
BC
Issued 01/25/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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