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Matthew R Brzoza

Mizuho Securities USA LLC

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About Matthew R Brzoza

Matthew Brzoza is a financial advisor with Mizuho Securities USA LLC. Matthew has been in the securities industry since April 17, 2014 and is registered with FINRA and the state of New York. Matthew holds Series 7, Series 63, and SIE licenses. Prior to joining Mizuho Securities USA LLC, Matthew was employed by E*TRADE Securities LLC, Barclays Capital Inc. and AXA Advisors, LLC.

Firm Information

Matthew Brzoza is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Brzoza’s Registration & Firm History

NY

08/08/2022 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

02/10/2021 - 08/12/2022

E*TRADE SECURITIES LLC (Purchase NY)

NY

07/12/2014 - 07/16/2019

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

01/06/2012 - 10/25/2013

AXA ADVISORS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/25/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/28/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Matthew R Brzoza. Review regulatory record here.
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