Unclaimed
Matthew Brooks is a financial professional with experience in the industry since 2017. Matthew is currently registered with Wells Fargo Securities, LLC and has experience with Deloitte Corporate Finance LLC. Matthew is licensed in all 50 states and holds a Series 63, SIE and Series 79.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/05/2022 - Present
Wells Fargo Securities, LLC (SAN FRANCISCO CA)
CA
07/07/2017 - 09/22/2022
DELOITTE CORPORATE FINANCE LLC (LOS ANGELES CA)
BC
Issued 05/22/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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