Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Poznicek is a financial advisor with Wells Fargo Clearing Services, LLC. Matthew has over 12 years of experience in the financial services industry. Matthew provides investment advisory services to individuals, families, and businesses. Matthew holds Series 6, 7, 9, 10, 24, 52, 53, and 63 securities licenses and is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/21/2021 - Present
Wells Fargo Clearing Services, LLC (SAN DIEGO CA)
CA
09/24/2020 - 07/28/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SAN DIEGO CA)
IL
07/26/2019 - 04/20/2020
CETERA ADVISOR NETWORKS LLC (SCHAUMBURG IL)
IL
07/26/2019 - 04/20/2020
CETERA ADVISORS LLC (SCHAUMBURG IL)
IL
07/26/2019 - 04/20/2020
CETERA INVESTMENT SERVICES LLC (SCHAUMBURG IL)
IL
07/26/2019 - 04/20/2020
FIRST ALLIED SECURITIES, INC. (SCHAUMBURG IL)
IL
07/18/2013 - 04/20/2020
CETERA FINANCIAL SPECIALISTS LLC (SCHAUMBURG IL)
IL
07/26/2019 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (SCHAUMBURG IL)
IL
10/01/2012 - 06/27/2013
J.P. MORGAN SECURITIES LLC (MT. PROSPECT IL)
IL
06/30/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MT. PROSPECT IL)
IA
Issued 02/01/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/09/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/05/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/01/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/03/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2015
Series 52 - Municipal Securities Representative Examination
BC
Issued 08/01/2014
Series 7 - General Securities Representative Examination
BC
Issued 06/29/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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