Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Popkin is a financial professional with over 15 years of experience in the securities industry. He is currently registered with Cowen AND Co. and holds the Series 7, Series 63, and SIE licenses. Matthew has previously worked with other firms including Cowen Securities LLC, Piper Jaffray & Co., RBS Securities Corporation, and Jefferies & Company, Inc. He is licensed to conduct business in California, Connecticut, Florida, Georgia, Massachusetts and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/07/2013 - Present
Cowen AND Co. (Garden City NY)
NY
10/26/2009 - 03/25/2013
COWEN SECURITIES LLC (NEW YORK NY)
NY
10/02/2007 - 06/03/2009
PIPER JAFFRAY & CO. (NEW YORK NY)
NY
07/31/2007 - 10/01/2007
RBS SECURITIES CORPORATION (NEW YORK NY)
NY
03/13/2007 - 03/28/2007
JEFFERIES & COMPANY, INC. (NEW YORK NY)
BC
Issued 03/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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