Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Riordan is an investment advisor representative with Raymond James & Associates, Inc. Matthew has been in the securities industry since May 2005. Matthew holds licenses to practice in California and is registered with both the Financial Industry Regulatory Authority (FINRA) and the state of California. Matthew has experience in both the brokerage and investment advisory fields. Matthew has worked for a number of financial institutions, including Morgan Stanley Smith Barney, UBS Financial Services Inc., and UBS Securities LLC. Matthew is a graduate of the University of Southern California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/23/2011 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
CA
09/10/2009 - 06/27/2011
MORGAN STANLEY SMITH BARNEY (WOODLAND HILLS CA)
CA
03/17/2006 - 09/02/2009
UBS FINANCIAL SERVICES INC. (LOS ANGELES CA)
NY
01/16/2006 - 03/21/2006
UBS SECURITIES LLC (NEW YORK NY)
NJ
05/23/2005 - 01/16/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 12/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/21/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 05/20/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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