Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Dalton is a securities professional with over 15 years of experience in the financial services industry. Matthew is currently registered with Lazard Freres & Co. LLC in Minnesota. Previously, Matthew was employed with Lazard Middle Market LLC, Dougherty & Company LLC, Barclays Capital Inc. and Lehman Brothers Inc. Matthew holds licenses in Series 63, Series 7, Series 24, Series 79, and the SIE Exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MN
03/31/2022 - Present
Lazard Freres & Co. LLC (MINNEAPOLIS MN)
MN
11/17/2015 - 03/31/2022
LAZARD MIDDLE MARKET LLC (MINNEAPOLIS MN)
MN
06/22/2015 - 10/19/2015
DOUGHERTY & COMPANY LLC (MINNEAPOLIS MN)
MN
09/19/2010 - 05/26/2015
LAZARD MIDDLE MARKET LLC (MINNEAPOLIS MN)
CA
09/22/2008 - 02/12/2009
BARCLAYS CAPITAL INC. (MENLO PARK CA)
CA
06/21/2007 - 09/22/2008
LEHMAN BROTHERS INC. (MENLO PARK CA)
BC
Issued 08/02/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2010
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/15/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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