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Matthew Philip Baum

L. ROY Papp & Associates, LLP

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About Matthew Philip Baum

Matthew Baum is a financial advisor with L. Roy Papp & Associates, LLP. Matthew has been a registered representative in the financial services industry since 2015. Matthew has a Series 63, SIE, Series 86, Series 87, and Series 7 license and is registered in Arizona. Matthew previously worked at MORGAN STANLEY & CO. LLC. Matthew is a Chartered Financial Analyst and specializes in portfolio management for individuals, investment companies, and businesses, and also provides pension consulting.

Firm Information

Matthew Baum is currently registered with L. ROY Papp & Associates, LLP. L. ROY Papp & Associates, LLP is an investment advisor located in Phoenix, Arizona. The firm provides portfolio management services to individuals, businesses, investment companies, and pooled investment vehicles. They also offer pension consulting services. L. ROY Papp & Associates, LLP has approximately $1.5 billion in regulatory assets under management and serves a variety of client types, including high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
L. ROY Papp & Associates, LLP

2201 E. CAMELBACK ROAD

PHOENIX, AZ 85016

$1.53B

Assets Under Management

Not reported

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Matthew Baum’s Registration & Firm History

AZ

07/25/2016 - Present

L. ROY Papp & Associates, LLP (Phoenix AZ)

NY

06/24/2015 - 05/02/2016

MORGAN STANLEY & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/14/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/02/2016

SIE - Securities Industry Essentials Examination

BC

Issued 11/10/2015

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 10/12/2015

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 06/23/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Matthew Philip Baum.
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