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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Philichi is a financial advisor at UBS Financial Services Inc. located in Seattle, WA. Matthew is licensed to provide investment advisory services in Washington. Matthew has been in the industry since 2024 and has a Series 63 and Series 65 license as well as a Series 7TO and SIE. Matthew specializes in providing financial planning, pension consulting, educational seminars, portfolio management for businesses and individuals and selection of other advisors. Matthew has also been active in real estate investing through Crosscountry Capital LLC since 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
WA
06/20/2024 - Present
UBS Financial Services Inc. (SEATTLE WA)
IA
Issued 04/20/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/12/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/12/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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