Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Smith is a financial advisor with over 20 years of experience in the financial services industry. Matthew has been registered with Santander Securities LLC since July 2014. Prior to that, Matthew was registered with CCO INVESTMENT SERVICES CORP., LPL FINANCIAL CORPORATION, and IFMG SECURITIES, INC. Matthew holds several professional designations, including Certified Financial Planner. Matthew specializes in providing financial planning, portfolio management for businesses and individuals and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
MA
07/01/2014 - Present
Santander Securities LLC (Boston MA)
MA
09/17/2009 - 04/11/2014
CCO INVESTMENT SERVICES CORP. (DEDHAM MA)
MA
05/27/2008 - 09/21/2009
LPL FINANCIAL CORPORATION (BOSTON MA)
MA
06/07/2005 - 05/27/2008
IFMG SECURITIES, INC. (WORCESTER MA)
MN
04/30/1999 - 06/04/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/30/1999 - 06/04/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 04/14/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/04/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Matthew Smith is the right advisor for you? Invested Better is here to help.
