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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew McLaughlin is an active financial advisor with over 28 years of experience in the financial services industry. Matthew has been registered with Morgan Stanley since 2009 and holds a Series 7, Series 31, Series 63, Series 65, and Series 66 license. He is also licensed to offer advisory services in 40 states, including Texas, where he holds an Investment Adviser Representative status. Matthew's experience includes previous roles with UBS Financial Services Inc. and Citigroup Global Markets Inc. Prior to that, Matthew worked with Smith Barney Inc. for over 2 years. Matthew offers financial planning and investment advice to a wide range of clients including individuals, high net worth individuals, corporations, trusts, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MA
04/02/2020 - Present
Morgan Stanley (Middleton MA)
MA
02/14/1997 - 06/04/2009
UBS FINANCIAL SERVICES INC. (BOSTON MA)
MA
05/15/2009 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DANVERS MA)
NY
04/07/1994 - 02/28/1997
SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 11/30/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/13/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 04/06/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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