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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Paul Roth is a financial advisor with Cambridge Investment Research Advisors, Inc. Matthew has been in the financial services industry since 1995. Matthew is a registered representative in Ohio and has a Series 6, 7, 63, and SIE license. Matthew has experience working with individual investors, families, and small businesses. Matthew specializes in retirement planning, investment management, and college savings.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
OH
11/17/2015 - Present
Cambridge Investment Research Advisors, Inc. (Cincinnati OH)
OH
10/06/2011 - 11/24/2015
LPL FINANCIAL LLC (CINCINNATI OH)
OH
06/10/2003 - 10/11/2011
NFP SECURITIES, INC. (CINCINNATI OH)
IN
05/15/2002 - 03/12/2003
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
05/15/2002 - 03/12/2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
OH
07/19/1990 - 04/03/1996
NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)
MA
03/30/1988 - 06/27/1989
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 09/16/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2002
Series 7 - General Securities Representative Examination
BC
Issued 03/29/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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