Unclaimed
Matthew McCarthy is a financial professional with over 12 years of experience in the industry. Matthew is a registered representative and investment advisor representative with Vanguard Marketing Corp. He holds the Series 3, 7, 24, 51, and 63 licenses and is registered to provide financial advice in Pennsylvania. Matthew's background includes experience in various financial services areas including securities, commodities, and municipal finance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
09/29/2010 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 10/25/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2011
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/04/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2015
Series 3 - National Commodity Futures Examination
BC
Issued 09/27/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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