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Matthew Paul Herrington

Northwestern Mutual Investment Services, LLC

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About Matthew Paul Herrington

Matthew Paul Herrington is a financial professional with over 14 years of experience in the industry. Matthew is currently registered with Northwestern Mutual Investment Services, LLC. Previously, Matthew worked with FAIRMOUNT PARTNERS LP. Matthew has a wide range of experience in the financial services industry, having held licenses in 27 states. Matthew is a Series 7, 26, 63, and 66 licensed professional and holds a Series SIE. Matthew holds a Series 26 license that covers Investment Company Products/Variable Contracts Principal Examination. Matthew is a well-rounded financial professional with a deep understanding of the financial markets and a commitment to providing clients with personalized financial advice.

Firm Information

Matthew Herrington is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Matthew Herrington’s Registration & Firm History

NY

03/15/2012 - Present

Northwestern Mutual Investment Services, LLC (Albany NY)

PA

07/30/2008 - 02/01/2012

FAIRMOUNT PARTNERS LP (WEST CONSHOHOCKEN PA)

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Licenses & Designations

BOTH

Issued 06/18/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/27/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/02/2015

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/29/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Paul Herrington.
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