Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Miller is a financial advisor with over 30 years of experience in the industry. Matthew has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2011 and has held prior roles at UBS Securities LLC, Salomon Smith Barney Inc., Salomon Brothers Inc., CS First Boston Corporation, and Dean Witter Reynolds Inc. Matthew has a wide range of experience in financial planning, portfolio management, and investment advisory services. Matthew is registered to provide investment advice in 36 states and is also a registered representative of Merrill Lynch.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
06/17/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BRENTWOOD TN)
CT
05/22/2001 - 02/23/2011
UBS SECURITIES LLC (STAMFORD CT)
NY
08/14/1996 - 03/05/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
01/07/1998 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NY
06/28/1993 - 05/09/1996
CS FIRST BOSTON CORPORATION (NEW YORK NY)
NY
03/13/1991 - 07/01/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 06/23/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/18/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/1994
Series 3 - National Commodity Futures Examination
BC
Issued 03/08/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Matthew Miller is the right advisor for you? Invested Better is here to help.
