Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Laing is a financial professional based in Atlanta, GA. Matthew Laing has been working in the financial services industry since November 2005. Currently, Matthew Laing is registered with Bofa Securities, Inc. in Atlanta, GA and has been with the firm since May 2019. Prior to Bofa Securities, Inc., Matthew Laing was registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in Atlanta, GA from July 2013 to May 2019. Matthew Laing holds FINRA Series 63, 7, and 87 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
GA
05/10/2019 - Present
Bofa Securities, Inc. (ATLANTA GA)
GA
07/15/2013 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)
GA
02/24/2010 - 08/07/2013
J.P. MORGAN SECURITIES LLC (ATLANTA GA)
GA
11/01/2006 - 06/18/2007
PRUDENTIAL EQUITY GROUP, LLC (ATLANTA GA)
TN
10/03/2005 - 10/17/2006
AVONDALE PARTNERS, LLC (NASHVILLE TN)
NY
12/04/2003 - 09/16/2005
PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)
NY
08/30/2001 - 07/08/2002
JEFFERIES & COMPANY, INC. (NEW YORK NY)
BC
Issued 02/11/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2010
Series 7 - General Securities Representative Examination
BC
Issued 02/24/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Matthew Laing is the right advisor for you? Invested Better is here to help.
