linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Matthew Parker Iak

Westmoreland Capital Corp.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Matthew? Claim Your Profile

About Matthew Parker Iak

Matthew Parker Iak is a financial advisor with Westmoreland Capital Corp. Matthew has been in the financial industry since 2002 and has a broad range of experience. Matthew has passed the Series 7, 63, 66, 24, 14, 99TO, and 22TO exams, and is registered to conduct business in all 50 states and Puerto Rico. Matthew is committed to providing his clients with the highest level of service and expertise.

Firm Information

Matthew Iak is currently registered with Westmoreland Capital Corp.. Westmoreland Capital Corp. is a corporation that was formed on August 3, 1979. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has a history of regulatory events and arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Matthew Iak’s Registration & Firm History

NY

05/25/2007 - Present

Westmoreland Capital Corp. (Buffalo NY)

RI

02/08/2001 - 12/17/2002

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

MN

04/18/2000 - 10/19/2000

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

04/18/2000 - 10/19/2000

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

Not sure if Matthew Parker Iak is right for you?

Licenses & Designations

BC

Issued 02/20/2014

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 04/27/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 01/03/2014

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/17/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Parker Iak.
Not sure if Matthew Parker Iak is right for you?