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Matthew P. Heller

Icapital Markets LLC

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About Matthew P. Heller

Matthew Heller is a financial professional with experience in the financial services industry. Matthew has held positions with ICAPITAL SECURITIES, LLC and Icapital Markets LLC. Matthew has earned the Series 99TO, Series 27 and SIE licenses and currently holds a registration with FINRA.

Firm Information

Matthew Heller is currently registered with Icapital Markets LLC. Icapital Markets LLC is a Limited Liability Company that was formed on August 13, 2001. The company is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Icapital Markets LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

219

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Heller’s Registration & Firm History

NY

09/13/2022 - Present

Icapital Markets LLC (NEW YORK NY)

NY

08/29/2022 - 11/30/2023

ICAPITAL SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/15/2023

Series 27 - Financial and Operations Principal Examination

BC

Issued 08/29/2022

Series 99TO - Operations Professional Examination

BC

Issued 08/17/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew P. Heller.
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