Unclaimed
Matthew Heller is a financial professional with experience in the financial services industry. Matthew has held positions with ICAPITAL SECURITIES, LLC and Icapital Markets LLC. Matthew has earned the Series 99TO, Series 27 and SIE licenses and currently holds a registration with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/13/2022 - Present
Icapital Markets LLC (NEW YORK NY)
NY
08/29/2022 - 11/30/2023
ICAPITAL SECURITIES, LLC (NEW YORK NY)
BC
Issued 03/15/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 08/29/2022
Series 99TO - Operations Professional Examination
BC
Issued 08/17/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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