Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Giammarinaro is a financial professional with over 14 years of experience in the industry. He is currently a registered representative with Hilltop Securities Inc., where he has been employed since July 2020. Previously, Matthew has worked with a number of other reputable firms, including Piper Sandler & Co., Janney Montgomery Scott LLC, RBC Capital Markets, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. He holds a Series 7, Series 63, Series 57TO, Series 79TO, and SIE licenses, and is registered to provide investment advice in 51 states. Matthew specializes in providing financial planning, portfolio management for individuals, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
NC
07/13/2020 - Present
Hilltop Securities Inc. (CHARLOTTE NC)
NC
02/09/2018 - 05/04/2020
PIPER SANDLER & CO. (CHARLOTTE NC)
NC
04/25/2016 - 02/14/2018
JANNEY MONTGOMERY SCOTT LLC (CHARLOTTE NC)
NY
06/27/2013 - 03/22/2016
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
04/27/2011 - 03/05/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/07/2006 - 10/09/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MD
05/05/2004 - 08/25/2004
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BC
Issued 03/26/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 09/04/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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