Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Orman Littlefield is a financial advisor with UBS Financial Services Inc. Matthew has been in the financial industry since 2001. Matthew has a broad range of experience in the financial industry, having previously worked at BARCLAYS CAPITAL INC., LEHMAN BROTHERS INC., MBSC, LLC, MELLON FINANCIAL MARKETS, LLC, and SANFORD C. BERNSTEIN & CO., INC. Matthew holds Series 63, 66, 7 and SIE licenses. Matthew's primary office is in Boston, Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
08/11/2014 - Present
UBS Financial Services Inc. (BOSTON MA)
MA
09/22/2008 - 09/05/2014
BARCLAYS CAPITAL INC. (BOSTON MA)
MA
01/18/2006 - 09/22/2008
LEHMAN BROTHERS INC. (BOSTON MA)
NY
06/06/2003 - 01/05/2006
MBSC, LLC (NEW YORK NY)
NY
10/09/2001 - 06/06/2003
MELLON FINANCIAL MARKETS, LLC (NEW YORK NY)
NY
02/02/2000 - 05/12/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
BOTH
Issued 03/24/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/06/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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