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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Oren Specter is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc., a firm with over 1271 billion dollars in assets under management. Matthew has worked in the financial services industry since October 2014. In addition to his current role, Matthew has previously worked at EDWARD JONES and SCOTTRADE, INC. Matthew is licensed to provide investment advisory services in 27 states and is Series 63, 66, 7, 9, 10 and 24 licensed. Matthew specializes in providing investment advisory services to high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Matthew also provides other advisory services including performance measurement reports, allocation modeling, IPS, research reports and services, selection of other advisers, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
03/13/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CLAYTON MO)
MO
11/18/2016 - 02/26/2019
EDWARD JONES (ST LOUIS MO)
MO
10/10/2014 - 11/18/2016
SCOTTRADE, INC. (ST. LOUIS MO)
BOTH
Issued 12/23/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/14/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/31/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/31/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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