Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew O'Brien is a financial professional with over a decade of experience in the industry. Matthew is currently registered with Wells Fargo Securities, LLC and is licensed in 53 states. Matthew's previous roles include positions at MUFG Securities Americas Inc., BTMU Securities, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Matthew holds the Series 63, SIE, and Series 79 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/18/2021 - Present
Wells Fargo Securities, LLC (New York NY)
NY
04/01/2017 - 11/05/2021
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
NY
01/03/2017 - 04/01/2017
BTMU SECURITIES, INC. (New York NY)
NY
04/20/2010 - 12/23/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 06/18/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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