Unclaimed
Matthew Niedringhaus is a financial advisor with LPL Financial LLC. Matthew has been in the financial industry for over 10 years. Matthew holds Series 6, 7, 63, and 66 licenses and is registered to provide investment advice in Missouri and Texas. Matthew also holds the SIE. Matthew is a dedicated financial professional who strives to provide his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
07/22/2022 - Present
LPL Financial LLC (ST LOUIS MO)
MO
02/22/2017 - 08/16/2022
EDWARD JONES (ST LOUIS MO)
TN
02/08/2008 - 03/31/2012
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
MO
12/16/2005 - 09/29/2006
NYLIFE SECURITIES INC. (CREVE COEUR MO)
BOTH
Issued 04/13/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/24/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2017
Series 7 - General Securities Representative Examination
BC
Issued 12/15/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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