Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Nicholas Leeper is a registered representative with Capital Client Group, Inc. Matthew has been in the financial services industry since November 2005. Matthew's previous employer was Prudential Investment Management Services LLC. Matthew has a Series 7TO, Series 63, Series 6, and Series 26 license and holds registrations in Delaware, Maryland, New Jersey, New York, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
05/14/2012 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
NJ
10/18/2005 - 04/24/2012
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
BC
Issued 11/01/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 03/13/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Matthew Leeper is the right advisor for you? Invested Better is here to help.
