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Matthew Nels Hulsizer

Apex Clearing Corp.

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About Matthew Nels Hulsizer

Matthew Hulsizer is a financial advisor with Apex Clearing Corp. and Peak6 Capital Management LLC. Matthew has been in the industry since November 1998. Matthew is registered with FINRA, holding Series 7, Series 63, Series 57, and SIE licenses.

Firm Information

Matthew Hulsizer is currently registered with Apex Clearing Corp.. Apex Clearing Corp. is a corporation formed in December 1978. The firm is registered in 53 states and the District of Columbia and has 1 approved SEC registration. Apex Clearing Corp. has been subject to 47 regulatory events and 8 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

126

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Hulsizer’s Registration & Firm History

TX

07/05/2012 - Present

Apex Clearing Corp. (DALLAS TX)

IL

11/10/2023 - 05/01/2024

CODA MARKETS, INC. (WILMETTE IL)

IL

03/07/2011 - 06/30/2014

PEAK6 PERFORMANCE MANAGEMENT LLC (CHICAGO IL)

NY

07/19/2012 - 04/08/2013

MND PARTNERS, INC. (NEW YORK NY)

NY

10/04/1994 - 05/19/1997

SBC WARBURG, INC. (NEW YORK NY)

IL

03/16/1993 - 06/15/1994

O'CONNOR & ASSOCIATES (CHICAGO IL)

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Licenses & Designations

BC

Issued 03/03/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/12/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Matthew Nels Hulsizer.
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