Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Morris is a financial professional with over 25 years of experience in the industry. Matthew is currently registered with Wells Fargo Securities, LLC in New York, NY. Matthew has been active in the brokerage industry since June 12, 2000. In addition to their current position, Matthew has held previous roles at Greenhill & Co., LLC, Willis Securities, Inc., Banc of America Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Matthew holds several industry licenses including Series 7, Series 24, Series 63, Series 79TO, and Series 7TO. Matthew is also a registered principal with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/11/2023 - Present
Wells Fargo Securities, LLC (New York NY)
NY
08/02/2018 - 02/24/2021
GREENHILL & CO., LLC (NEW YORK NY)
NY
06/01/2009 - 07/13/2018
WILLIS SECURITIES, INC. (NEW YORK NY)
NY
04/30/2002 - 05/04/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
09/15/1997 - 03/01/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/23/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/2018
Series 24 - General Securities Principal Examination
BC
Issued 08/17/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/11/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
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MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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