Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Montini is a financial advisor registered with Wells Fargo Advisors Financial Network, LLC. Matthew has been a registered financial advisor for over 30 years, with experience at a number of firms including UBS Financial Services Inc, Prudential Securities Incorporated, Dean Witter Reynolds Inc., and Paine Webber Incorporated. Matthew currently holds FINRA Series 7, 9, 10, 63, and 65 licenses, as well as state securities licenses in 36 states and the District of Columbia. Matthew specializes in portfolio management for both individuals and businesses. Matthew also provides investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/11/2017 - Present
Wells Fargo Advisors Financial Network, LLC (SAN JOSE CA)
CA
05/11/2001 - 01/10/2012
UBS FINANCIAL SERVICES INC. (SAN JOSE CA)
NY
09/04/1992 - 05/15/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/21/1988 - 09/14/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
01/23/1984 - 03/29/1988
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
01/09/1984 - 01/23/1984
UNIVERSITY SECURITIES CORPORATION
IA
Issued 10/12/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/18/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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