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Matthew Mongeau

Brookfield Oaktree Wealth Solutions LLC

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About Matthew Mongeau

Matthew Mongeau is a financial advisor with Brookfield Oaktree Wealth Solutions LLC. Matthew Mongeau holds a Series 7 and Series 66 license and is registered with FINRA.

Firm Information

Matthew Mongeau is currently registered with Brookfield Oaktree Wealth Solutions LLC. Brookfield Oaktree Wealth Solutions LLC is a Limited Liability Company formed on February 4, 2021. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Mongeau’s Registration & Firm History

NY

06/30/2022 - Present

Brookfield Oaktree Wealth Solutions LLC (New York NY)

NY

02/10/2021 - 11/09/2021

FORESIDE FUND SERVICES, LLC (NEW YORK NY)

MA

09/28/2018 - 11/13/2020

AMUNDI PIONEER DISTRIBUTOR, INC. (BOSTON MA)

MA

10/30/2017 - 11/30/2017

PURSHE KAPLAN STERLING INVESTMENTS (Boston MA)

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Licenses & Designations

BOTH

Issued 09/26/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/30/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Matthew Mongeau. Review regulatory record here.
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