Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Miller is a registered representative and investment advisor representative with over 28 years of experience in the financial services industry. Matthew currently works at WBB Securities, LLC, where he is a Managing Director. Matthew has also worked at Vanderbilt Securities, LLC, Allied Millennial Partners, LLC, and LPL Financial Corporation. Matthew holds Series 3, 4, 7, 8, 9, 10, 24, 52TO, 53, 55, 57TO, 63, 65, 87, and 99TO licenses. Matthew has been registered with the Financial Industry Regulatory Authority (FINRA) since 1992 and with the Securities and Exchange Commission (SEC) since 2013. Matthew provides portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
08/06/2013 - Present
WBB Securities, LLC (Lakeside CA)
NY
09/21/2020 - 12/31/2020
VANDERBILT SECURITIES, LLC (WOODBURY NY)
CA
01/30/2020 - 05/08/2020
ALLIED MILLENNIAL PARTNERS, LLC (San Diego CA)
CA
10/24/2002 - 03/08/2010
LPL FINANCIAL CORPORATION (SAN DIEGO CA)
NE
06/01/1998 - 08/13/2002
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NA
09/30/1993 - 06/01/1998
JACK WHITE & COMPANY, INC.
CO
04/15/1992 - 05/06/1992
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 06/29/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/01/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/20/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 05/02/1997
Series 24 - General Securities Principal Examination
BC
Issued 11/01/1995
Series 4 - Registered Options Principal Examination
BC
Issued 01/16/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2012
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/21/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/23/1995
Series 3 - National Commodity Futures Examination
BC
Issued 04/13/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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