Unclaimed
Matthew Millard Clingerman is a financial professional with over 30 years of experience in the industry. Matthew currently works at Hsbc Securities (usa) Inc. as a Registered Representative. Before joining Hsbc Securities (usa) Inc., Matthew worked at Essex National Securities, Inc. and MONY Securities Corp. Matthew is registered to provide securities-related services in both New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
01/23/2025 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
CA
11/11/1996 - 01/04/2005
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
01/10/1990 - 11/19/1996
MONY SECURITIES CORP. (NEW YORK NY)
BOTH
Issued 06/03/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/09/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/1996
Series 7 - General Securities Representative Examination
BC
Issued 01/09/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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