Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Miles Shaw is a financial advisor who has been in the industry since October 2015. Matthew has a Series 7, Series 9, Series 10, and Series 63 license and is registered with Wells Fargo Clearing Services, LLC. Matthew has worked for several firms in the past, including E*TRADE Securities LLC and AXA Advisors, LLC. Matthew is licensed in 53 states and is currently registered as a Registered Representative and Investment Advisor Representative. Matthew's specializations include fixed income, mutual funds, retirement planning, equity securities, and variable life insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
06/12/2017 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
GA
12/22/2015 - 08/08/2016
E*TRADE SECURITIES LLC (ALPHARETTA GA)
NY
10/28/2014 - 05/15/2015
AXA ADVISORS, LLC (NEW YORK NY)
BC
Issued 12/01/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/03/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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